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2023年4月4日发(作者:教师节快乐)
DeviceClassification
Pleasenote:asofOctober1,2002,FDAchargesfeesforreviewof
PremarketNotification510(k)s1andPremarketApprovals2
ClassifyYourMedicalDevice
Introduction
HowToDetermineClassification
Int恶心的近义词 roduction
TheFoodandDrugAdministration(FDA)hasestablishedclassifications
forapproximately1,700differentgenerictypesofdevicesandgrouped
these
generictypesofdevicesisassignedtooneofthreeregulatoryclasses
basedonthelevelofcontrolnecessarytoassurethesafetyand
eeclassesandtherequirementswhich
applytothemare:
DeviceClassandRegulatoryControls
GeneralControls
oWithExemptions
oWithoutExemptions
IGeneralControlsandSpecialControls
oWithExemptions
oWithoutExemptions
IIGeneralControlsandPremarketApproval
Theclasstowhichyourdeviceisassigneddetermines,amongotherthings,
thetypeofpremarketingsubmission/applicationrequiredforFDA
deviceisclassifiedasClassIorII,and
ifitisnotexempt,ices
classifiedasexemptaresubjecttothelimitationsonexemptions.
Limitationsofdeviceexemptionsarecoveredunder21CFRxxx.9,where
ssIIIdevices,apremarketapproval
application(PMA)willberequiredunlessyourdeviceisapreamendments
device(onthemarketpriortothepassageofthemedicaldeviceamendments
i紧的反义词 n1976,orsubstantiallyequivalenttosuchadevice)andPMA\'shavenot
case,a510kwillbetheroutetomarket.
Deviceclassificationdependsontheintendeduseofthedeviceandalso
mple,ascalpel\'sintendeduseistocut
tofintendeduseariseswhenamorespecializedindication
isaddedinthedevice\'slabelingsuchas,\"formakingincisionsinthe
cornea\".Indicationsforusecanbefoundinthedevice\'slabeling,but
ssionof
themeaningofintendeduseiscontainedinPremarketNotificationReview
ProgramK86-33.
Inaddition,classificationisriskbased,thatis,theriskthedevice
posestothepatientand/ortheuserisamajorfactorintheclassit
includesdeviceswiththelowestriskandClassIII
includesthosewiththegreatestrisk.
AsindicatedaboveallclassesofdevicesassubjecttoGeneralControls.
GeneralControlsarethebaselinerequirementsoftheFood,Drugand
Cosmetic(FD&C)Actthatapplytoallmedicaldevices,ClassI,II,and
III.
HowtoDetermineClassification
Tofindtheclassificationofyourdevice,aswellaswhetherany
exemptionsmayexist,youneedtofindtheregulationnumberthatisthe
retwomethodsfor
accomplishingthis:godirectlytotheclassificationdatabase4andsearch
forapartofthedevicename,or,ifyouknowthedevicepanel5(medical
specialty)towhichyourdevicebelongs,godirectlytothelistingfor
maymakeachoicenow,orcontinuetoreadthebackgroundinformationbelow.
Ifyoucontinuetoread,youwillhaveanotherchancetogotothese
destinations.
IfyoualreadyknowtheappropriatepanelyoucangodirectlytotheCFR
andfindtheclassificationforyourdevicebyreadingthroughthelist
ofclassifieddevices,orifyou\'renotsure,youcanusethekeyword
casesthis
alsochecktheclassificationregulations7belowforinformationon
variousproductsandhowtheyareregulatedbyCDRH.
EachclassificationpanelintheCFRbeginswithalistofdevices
assifieddevicehasa7-digitnumber
,21CFR880.29208-ClinicalMercuryThermometer.
Onceyoufindyourdeviceinthepanel\'sbeginninglist,gotothesection
indicated:inthisexample,ribesthedevice
rly,intheClassificationDatabaseunder
\"thermometer\",you\'llseeseveralentriesforvarioustypesof
eeletterproductcode,FLKinthedatabasefor
ClinicalMercuryThermometer,isalsotheclassificationnumberwhichis
usedontheMedicalDeviceListingform.
OnceyouhaveidentifiedthecorrectclassificationregulationgotoWhat
aretheClassificationPanels10belowandclickonthecorrect
assI
devicesareexemptfromthepremarketnotificationand/orpartsofthe
imately572or74%ofthe
exemptionsarelistedintheclassificationregulationsof21CFRandalso
hasbeencollectedtogetherintheMedicalDeviceExemptions12document.
DeviceClassificationPanels
WhataretheClassificationPanels
HowtoLocateClassificationRegulations
WheretoProceedFromClassification
WhataretheClassificationPanels
Mostmedicaldevicescanbeclassifiedbyfindingthematchingdescription
ofthedeviceinTitle21oftheCodeofFederalRegulations(CFR),Parts
classifiedanddescribedover1,700distincttypesof
devicesandorganizedthemintheCFRinto16medicalspecialty\"panels\"
suchasCardiovasculardevicesorEar,Nose,
hofthe
devicesclassifiedbytheFDAtheCFRgivesageneraldescription
includingtheintendeduse,,
ClassI,II,orIII),
deviceshouldmeetthedefinitioninaclassificationregulation
containedin21CFR862-892.
HowtoLocateClassificationRegulations
8681Anesthesiology
8702Cardiovascular
8623ClinicalChemistryandClinicalToxicology
8724Dental
8745Ear,Nose,andThroat
8766GastroenterologyandUrology
8787GeneralandPlasticSurgery
8808GeneralHospitalandPersonalUse
8649HematologyandPathology
86610ImmunologyandMicrobiology
88211Neurology
88412ObstetricalandGynecological
88613Ophthalmic
88814Orthopedic
89015PhysicalMedicine
89216Radiology
WheretoProceedFromClassification
Ifyourdevicerequirespremarketnotification[510(k)]proceedtothe
PremarketNotification[510(k)]ssIdevicesexemptfrom
[510(k)]thesubmissionofa[510(k)]andmarketingclearancefromFDA
ClassI(orcertainclassII)deviceisexempt,
subjecttothelimitationsonexemptions,fromthe510(k)process,this
r,otherGeneral
Controlssuchasregistrationandlisting17,labeling18,andgood
aveaClassIIIdevicerequiring
premarketapproval(PMA)proceedtoPremarketApproval(PMA)page.
Marketsubmissionoptions
510(k)20
PMA21
Exempt22
PremarketNotification(510k)
Introduction
WhatisSubstantialEquivalence
WhoisRequiredtoSubmita510(k)
Whena510(k)isRequired
Whena510(k)isnotRequired
ThirdPartyReviewProgram
Introduction
EachpersonwhowantstomarketintheU.S.,aClassI,II,andIIIdevice
intendedforhumanuse,forwhichaPremarketApproval(PMA)isnot
required,mustsubmita510(k)toFDAunlessthedeviceisexemptfrom
510(k)requirementsoftheFederalFood,Drug,andCosmeticAct(theAct)
anddoesnotexceedthelimitati孟子生于忧患 onsofexemptionsin.9ofthedevice
,21CFR862.9,21CFR864.9).
Thereisno510(k)form,however,21CFR8071SubpartEdescribes
requirementsfora510(k)marketingadevice,each
submittermustreceiveanorder,intheformofaletter,fromFDAwhich
findsthedevicetobesubstantiallyequivalent(SE)andstatesthatthe
der\"clears\"thedevicefor
commercialdistribution.
A510(k)isapremarketsubmissionmadetoFDAtodemonstratethatthe
devicetobemarketedisatleastassafeandeffective,thatis,
substantiallyequivalent,toalegallymarketeddevice(21CFR
807.92(a)(3))tersmustcomparetheir
devicetooneormoresimilarlegallymarketeddevicesandmakeandsupport
lymarketeddevice,as
describedin21CFR807.92(a)(3),isadevicethatwaslegallymarketed
priortoMay28,1976(preamendmentsdevice),forwhichaPMAisnot
required,oradevicewhichhasbeenreclassifiedfromClassIIItoClass
IIorI,oradevicewhichhasbeenfoundSEthroughthe510(k)
allymarketeddevice(s)towhichequivalenceisdrawn
iscommonlyknownasthe\"predicate.\"Althoughdevicesrecentlycleared
under510(k)areoftenselectedasthepredicatetowhichequivalenceis
claimed,y
marketedalsomeansthatthepredicatecannotbeonethatisinviolation
oftheAct.
UntilthesubmitterreceivesanorderdeclaringadeviceSE,thesubmitter
edevic纳兰容若的绝美诗句 eisdeterminedto
beSE,eterminationisusually
madewithin90daysandismadebasedontheinformationsubmittedbythe
submitter.
PleasenotethatFDAdoesnotperform510(k)p苏轼的诗词江城子 re-clearancefacility
mittermaymarketthedeviceimmediatelyafter510(k)
ufacturershouldbepreparedforanFDA
qualitysystem(21CFR820)inspectionatanytimeafter510(k)clearance.
WhatisSubstantialEquivalence
A510(k)requiresdemonstrationofsubstantialequivalencetoanother
ntialequivalencemeansthatthenew
deviceisatleastassafeandeffectiveasthepredicate.
Adeviceissubstantiallyequivalentif,incomparisontoapredicateit:
hasthesameintendeduseasthepredicate;and
hasthesametechnologicalcharacteristicsasthepredicate;
or
hasthesameintendeduseasthepredicate;and
hasdifferenttechnologicalcharacteristicsandtheinformationsubmittedtoFDA;
odoesnotraisenewquestionsofsafetyandeffectiveness;and
odemonstratesthatthedeviceisatleastassafeandeffectiveasthelegally
marketeddevice.
Aclaimofsubstantialequivalencedoesnotmeanthenewandpredicate
ntialequivalenceisestablishedwith
respecttointendeduse,design,energyusedordelivered,materials,
chemicalcomposition,manufacturingprocess,performance,safety,
effectiveness,labeling,biocompatibility,standards,andother
characteristics,asapplicable.
hesubmitterreceivesa
etermines
thatadeviceisnotsubstantiallyequivalent,theapplicantmay:
oresubmitanother510(k)withnewdata,
orequestaClassIorIIdesignationthroughthedenovo2process
ofileareclassificationpetition3,or
osubmitapremarketapprovalapplication(PMA).
WhoisRequiredtoSubmita510(k)
TheActandthe510(k)regulation(21CFR807)donotspecifywhomust
applyfora510(k).Instead,theyspecifywhichactions,suchas
,requirea510(k)submission.
Thefollowingfourcategoriesofpartiesmustsubmita510(k)totheFDA:
;
Finisheddevicemanufacturersmustsubmita510(k)iftheymanufactureadevice
oriestofinished
r,
manufacturersofdevicecomponentsarenotrequiredtosubmita510(k)unlesssuch
ct
manufacturers,thosefirmsthatmanufacturedevicesundercontractaccordingtosomeone
else’sspecifications,arenotrequiredtosubmita510(k).
;
Aspecificationdeveloperdevelopsthespecificationsforafinisheddevice,buthasthe
cificationdeveloper
submitsthe510(k),notthecontractmanufacturer.
ersorrelabelerswhomakelabelingchangesorwhoseoperationssignificantly
affectthedevice.
Repackagersorrelabelersmayberequiredtosubmita510(k)iftheysignificantlychange
icantlabelingchanges
mayincludemodificationofmanuals,suchasaddinganewintendeduse,deletingor
addingwarnings,contraindications,ions,suchassterilization,couldalterthe
r,mostrepackagersorrelabelersarenotrequiredto
submita510(k).
nmanufacturers/entativesofforeign
manufacturers/.
Pleasenotethatallmanufacturers(includingspecificationdevelopers)
ofClassIIandIIIdevicesandselectClassIdevicesarerequiredto
followdesigncontrols(21CFR820.30)duringthedevelopmentoftheir
derofa510(k)musthavedesigncontroldocumentation
tion,any
changestothedevicespecificationsormanufacturingprocessesmustbe
madeinaccordancewiththeQualitySystemregulation(21CFR820)and
maybesubjecttoanew510(k).Pleaseseeourguidance,\"DecidingWhen
toSubmita510(k)foraChangetoanExistingDevice4.\"
Whena510(k)isRequired
A510(k)isrequiredwhen:
ucingadeviceintocommercialdistribution(marketing)
May28,1976(effectivedateoftheMedicalDeviceAmendmentstotheAct),anyonewho
iredtomakea510(k)submissionatleast90days
priortoofferingthedeviceforsale,eventhoughitmayhavebeenunderdevelopmentor
devicewasnotmarketedbyyourfirm
beforeMay28,1976,a510(k)isrequired.
poseadifferentintendeduseforadevicewhichyoualreadyhaveincommercial
510(k)regulation(21CFR8075)specificallyrequiresa510(k)
eduseisindicated
,ifnotallchangesin
intendedusewillrequirea510(k).Pleasenotethatprescriptionusetooverthecounter
useisamajorchangeinintendeduseandrequiresthesubmissionofanew510(k).
sachangeormodificationofalegallymarketeddeviceandthatchangecould
denisonthe510(k)holderto
decidewhetherornotamodificationcouldsignificantlyaffectsafetyoreffectivenessof
ificationsmustbemadeinaccordancewiththeQualitySystem
regulation,21CFR820,andrecordedinthedevicemasterrecordandchangecontrol
commendedthatthejustificationforsubmittingornotsubmittinganew
510(k)berecordedinthechangecontrolrecords.
Anew510(k)submissionisrequiredforchangesormodificationstoanexistingdevice,
wherethemodificationscouldsignificantlyaffectthesafetyoreffectivenessofthedevice
new
510(k)requiredforamodificationtothedevice?6foradditionalinformation.
Whena510(k)isNotRequired
Thefollowingareexamplesofwhena510(k)isnotrequired.
lunfinisheddevi聊斋志异画皮 cestoanotherfirmforfurtherprocessingorsellcomponents东方未明 to
r,ifyourcomponentsareto
besolddirectlytoendusersasreplacementparts,a510(k)isrequired.
otneeda510(k)
todevelop,evaluate,notethatif
youperformclinicaltrialswithyourdevice,youaresubjecttotheInvestigationalDevice
Exemption7(IDE)regulation(21CFR812).
tributeanotherfirm\'placealabelon
thedevice,\"DistributedbyABCFirm\"or\"ManufacturedforABCFirm,\"(21CFR801.18)
andsellittoenduserswithoutsubmissionofa510(k).
cases,ifyouarearepackagerorarelabeleryouarenotrequiredtosubmita
510(k)ifthe
labelingshouldbeconsistentwiththelabelingsubmittedinthe510(k)withthesame
indicationsforuseandwarningsandcontraindications.
vicewaslegallyincommercialdistributionbeforeMay28,1976andyouhave
evicesare\"grandfathered\"andhavePreamendment
othavetosubmita510(k)unlessthedevicehasbeensignificantly
modifiedortherehasbeenachangeinitsintendeduse.
areanimporteroftheforeignmademedical
device.A510(k)isnotrequiredifa510(k)hasbeensubmittedbytheforeign
eforeignmanufacturerhas
received510(k)clearanceforthedevice,theforeignmanufacturermayexporthisdevice
er.
viceisexemptedfrom510(k)byregulation(21CFR862-892).Thatis,certain
ClassIorIIdevicescanbemarketedforthefirsttimewithouthavingtosubmita510(k).
AlistoftheClassIandIIexempteddevicescanbefoundonMedicalDeviceExemptions
510(k)r,ifthedeviceexceedsthelimitationsof
exemptionsin.,21CFR862.9,21
CFR864.9),suchasthedevicehasanewintendeduseoroperatesusingadifferent
fundamentalscientifictechnologythanalegallymarketeddeviceinthatgenerictypeof
device,orthedeviceisareprocessedsingle-usedevice,thena510(k)mustbesubmitted
tomarketthenewdevice.
PreamendmentDevices
Theterm\"preamendmentsdevice\"referstodeviceslegallymarketedinthe
mbeforeMay28,1976andwhichhavenotbeen:
significantlychangedormodifiedsincethen;and
forwhicharegulationrequiringaPMAapplicationhasnotbeenpublishedbyFDA.
Devicesmeetingtheabovecriteriaarereferredtoas\"grandfathered\"
devicesanddonotrequirea510(k).Thedevicemusthavethesameintended
useasthatmarketedbeforeMay28,eviceislabeledfor
anewintendeduse,thenthedeviceisconsideredanewdeviceanda510(k)
mustbesubmittedtoFDAformarketingclearance.
Pleasenotethatyoumustbetheownerofthedeviceonthemarketbefore
May28,1976,deviceissimilar
toagrandfathereddeviceandmarketedafterMay28,1976,thenyourdevice
doesNOTmeettherequirementsofbeinggrandfatheredandyoumustsubmit
a510(k).Inorderforafirmtoclaimthatithasapreamendmentsdevice,
itmustdemonstratethatitsdevicewaslabeled,promoted,anddistributed
ininterstatecommerceforaspecificintendeduseandthatintendeduse
amendmentStatus11forinformationon
documentationrequirements.
ThirdPartyReviewProgram
TheCenterforDevicesandRadiologicalHealth(CDRH)hasimplementeda
ogramprovidesanoptionto
manufacturersofcertaindevicesofsubmittingtheir510(k)toprivate
parties(RecognizedThirdParties)identifiedbyFDAforreviewinstead
einformationontheprogram,
eligibledevicesandalistofRecognizedThirdPartiesgotoThirdParty
ReviewProgramInformation12page.
-
References
510(k)FrequentlyAskedQuestions13
NewSection513(f)(2)-EvaluationofAutomatic稚子弄冰改写成小短文 ClassIIIDesignation,Guidancefor
IndustryandCDRHStaff14
510(k)SubstantialEquivalenceDecisionMakingProcessFlowChartDetailed(PDF-
31KB)15
GuidanceontheCDRHPremarketNotificationReviewProgram6/30/86(K86-3)16
DecidingWhentoSubmita510(k)foraChangetoanExistingDevice(K97-1)17
PreamendmentStatus18
-
-
AdditionalInformation
510(k)Clearances19
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